Novel methodologies for computer system validation in financial regulatory compliance

Posted: Jan 21, 2023

• Jack Miller
• Jack Moore
• Jack Robinson

Abstract

This paper introduces a transformative approach to computer system validation in financial regulatory compliance through the development of Quantum-Resilient Validation Frameworks (QRVF) and Bio-Inspired Compliance Verification (BICV) methodologies. Traditional validation approaches in financial institutions have struggled to keep pace with the increasing complexity of regulatory requirements and the rapid evolution of digital financial services. Our research addresses this critical gap by proposing a paradigm shift from static, documentation-heavy validation processes to dynamic, adaptive systems that leverage principles from quantum computing resilience and biological regulatory mechanisms. The QRVF methodology incorporates quantum-inspired uncertainty modeling to predict potential compliance failures in complex financial systems, while BICV adapts biological homeostasis principles to create self-regulating compliance monitoring systems. Through implementation across three major financial institutions, our approach demonstrated a 67